Best-in-class capture and archive delivery while eliminating disruption to your business practices. With Loop’s proprietary aggregation, contact matching, and content parsing, your employees are free to connect with customers (and each other) wherever they are while you check all the compliance boxes.
Billions in fines for SEC and FINRA non-compliance mean it's not a choice—it's a necessity:
- J.P. Morgan Chase & Co. $200M for poor electronic records.
- Midwest Financial Group $85M for lacking trading oversight.
- GreenTech Capital $15M for inadequate comms monitoring.
Our Loop Compliance SWAT Team will be in contact with you shortly after leaving your contact info here.